An Intensive 5-day Training Course
Regulatory Compliance
Understanding Regulatory Frameworks and Risk Management Strategies
UPCOMING SESSIONS
| Date | Venue | Fee | |
|---|---|---|---|
| 15-19 Dec 2025 | London - UK | $5,950 | RESERVE A SEAT |
| 11-15 May 2026 | Dubai - UAE | $5,950 | RESERVE A SEAT |
| 28 Sep-02 Oct 2026 | Amsterdam - The Netherlands | $5,950 | RESERVE A SEAT |
| 14-18 Dec 2026 | London - UK | $5,950 | RESERVE A SEAT |
Training Course Overview
This Regulatory Compliance training course is designed to equip you with essential knowledge about key compliance areas and how to develop or assess an effective compliance program within an organization.
Having a robust compliance program is critical to ensuring that your organization operates in line with laws, regulations, industry standards, and ethical guidelines. This helps mitigate risks, boost efficiency, protect the organization's reputation, build trust with stakeholders, and safeguard shareholder interests.
By completing this Regulatory Compliance training, you will gain the skills and tools to create and implement a compliance program based on a risk-oriented approach, tailored to your company's specific needs and potential risks.
Training Course Objectives
By the end of this training course, participants will be able to:
- Understand the main concepts of Compliance
- Understand the main roles and responsibilities of the Compliance function within an organization
- Understand the main areas of Compliance and their characteristics
- Identify key Compliance risks
- Structure an effective Compliance Program, within a risk-based approach
Designed for
This training course is suitable to a wide range of professionals but will greatly benefit:
- Executives and board members who wish to be familiarized with Compliance management
- Internal Auditors
- Newly appointed compliance professionals
- Governance professionals
- Risk managers
- GRC professionals who intend to have a broader knowledge on Compliance
- Legal professionals
- Company secretaries
- IT professionals dealing with Compliance
Learning Methods
Participants to this training course will receive an overview of Compliance applied to the corporate environment and will engage in case studies, group live instruction, presentation and discussion of examples based on real-life cases, with ongoing discussion and interactive participation being constantly encouraged.
The Course Outline
- Definition and Importance of Compliance
- Timeline – Important Milestones
- The Role of Compliance in an Organization
- Regulatory Compliance
- The Role of Conventions and ‘Soft Laws’
- Fraud
- Ethics
- Risk Management
- Risk Appetite
- Risk Identification
- Risk Assessment
- Risk Mapping
- Mitigating Strategies
- Monitoring and Reporting
- Risk Classes
- Anti-Bribery and Corruption Compliance
- Anti-Money Laundering Compliance
- Counter-Terrorism Financing Compliance
- Sanctions
- Antitrust / Competition Law Compliance
- Environmental, Social and Governance
- Data Privacy and Information Security
- Compliance Frameworks
- Commitment by the Board and Senior Management
- Program Design
- Risk Identification and Assessment
- Compliance Structure – Autonomy and Resources
- Code of Conduct, Policies and Procedures
- Training
- Communication
- Whistleblowing
- Investigations
- Third-Party Due Diligence and Management
- Auditing and Monitoring
- Metrics and Key Performance Indicators
- Compliance Culture
The Certificate
- Anderson Certificate of Completion will be provided to delegates who attend and complete the course
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How can I register for a training course?
There are several convenient ways to register for our training programs:
- Online: Explore our training calendar, choose the course that suits your needs, and click the “Register Now” button on the course details page.
- Email: Share your details, including your name, organization, email address, and selected course, by sending an email to [email protected]
- Phone: Reach out to us directly at +971 4 273 3503, and our team will guide you through the registration process.
When will I receive confirmation of my registration?
Once your registration is successfully completed, you will receive a confirmation email within 24 hours. This email will contain your registration details, invoice, and the necessary joining instructions for the course.
What does the training fee cover?
Where are your training courses held?
Our training programs are hosted at luxurious five-star hotels in prestigious destinations across the globe. Some of our popular locations include Dubai, London, Kuala Lumpur, Amsterdam, New York, Paris, Vienna, and many other iconic cities.
Can I request customized corporate training?
Yes, we offer tailored corporate training solutions to meet your organization’s specific needs. Please contact us at [email protected] or call +971 4 273 3503 for more information.
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